Timothy Peoples is a registered investment advisor, based in New Albany, IN, with 44 years of industry experience.
Location
4222 Grantline Road, New Albany, IN, 47150
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Regulatory History (1)
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Customer Dispute
March 2023Settled
Other Business ActivitiesSells Insurance
Timothy is an insurance agent and investment advisor representative with American Capital Management, dedicating nearly full-time hours to providing financial and insurance services. He also owns rental property, serves as a board member for a water utility company, and is a licensed real estate broker, spending minimal time on these activities.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
November 2023 - Present · 2 yrs 5 mos
American Capital Management, INC.
December 1998 - Present · 27 yrs 4 mos
Previous Registrations
American Equity Investment CorporationBroker
September 1996 - November 2023 · 27 yrs 2 mos
Vestax Securities CorporationBroker
November 1993 - October 1996 · 2 yrs 11 mos
Protective Equity Services, INC.Broker
March 1993 - November 1993 · 8 mos
Equity Analysts INC.Broker
August 1986 - March 1993 · 6 yrs 7 mos
Ina Security CorporationBroker
October 1984 - August 1986 · 1 yr 10 mos
Waddell & Reed, INC.Broker
February 1983 - October 1984 · 1 yr 8 mos
I.C.H. Financial Services, INC.Broker
January 1982 - February 1983 · 1 yr 1 mo
State Registrations4 states
FLINKYSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.