Michael Sullivan is a registered investment advisor at Morgan Stanley, based in Newport, RI, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
284-286 Bellevue Avenue, Newport, RI, 02840
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2013 - Present · 13 yrs
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2000 - April 2007 · 7 yrs 2 mos
Fahnestock & CO., INC.Broker
April 1992 - March 2000 · 7 yrs 11 mos
Josephthal Lyon & Ross IncorporatedBroker
September 1991 - May 1992 · 8 mos
Josephthal & CO., INC.Broker
May 1990 - October 1991 · 1 yr 5 mos
Josephthal & CO., IncorporatedBroker
January 1985 - May 1990 · 5 yrs 4 mos
Barrett & CompanyBroker
March 1982 - January 1985 · 2 yrs 10 mos
State Registrations3 states
MARITX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.