Mark Keller
Mark Keller is a CFA-designated registered investment advisor at Confluence Investment Management LLC, based in Saint Louis, MO, with 19 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 14,862 clients with $6.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1.0M | 0.55% |
| $1M+ | 0.50% |
Representative fee schedule shown for All Cap Value strategy. Other strategies have different fee schedules ranging from 0.40% to 1.00% for the first tier. Fees are negotiable.
Fee Estimator
Location
20 Allen Avenue, Ste 300, Saint Louis, MO, 63119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is a member of the board of directors of Benjamin Edwards, Inc., the holding company of Benjamin F. Edwards & Company.
Employment History
Current Registrations
Confluence Investment Management LLC
Previous Registrations
Gallatin Asset Management, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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