Dale Johnson
Dale Johnson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Abilene, TX, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
500 Chestnut Street, Suite 1300, Abilene, TX, 79602
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2019Other Business Activities
Dale is a board member of the Abilene Philharmonic Association, dedicating minimal time to promoting the symphony and raising funds. Dale is also the president and 34% owner of Abilene Archives & Security Company, overseeing the business and signing tax returns, which requires minimal time annually.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
RBC Dain Rauscher INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Protective Equity Services, INC.Broker
Protective Equity Services, INC.Broker
Schneider, Bernet & Hickman, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.