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Randy Rankin
44 Years of Experience
Lincoln, NE
3 DisclosuresBroker
Randy Rankin is a registered investment advisor at Raymond James & Associates, INC., based in Lincoln, NE, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
2930 Ridge Line Road, Suite 111, Lincoln, NE, 68516
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011Settled
Customer Dispute
September 2007Denied
Customer Dispute
June 2005Settled
Other Business Activities
Randy was an officer for Gateway Sertoma Club of Lincoln NE, a non-profit organization, serving in the absence of the president. This took minimal time and did not occur during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2016 - Present · 10 yrs
Raymond James & Associates, INC.Broker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLC
October 2000 - May 2016 · 15 yrs 7 mos
RBC Capital Markets, LLCBroker
November 1999 - May 2016 · 16 yrs 6 mos
U.S. Bancorp Piper Jaffray INC.Broker
March 1982 - November 1999 · 17 yrs 8 mos
State Registrations16 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.