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Gregory Chidlaw

Independent Financial Group, LLC
43 Years of Experience
San Rafael, CA
1 DisclosureBroker
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Gregory Chidlaw is a registered investment advisor at Independent Financial Group, LLC, based in San Rafael, CA, with 43 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
538 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

San Rafael, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2011
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Other Business Activities

Gregory is the 100% owner of Chidlaw Financial, a DBA used for marketing purposes. This investment-related activity takes about 10-20% of his time.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2011 - Present · 14 yrs 11 mos
Independent Financial Group, LLCBroker
November 2011 - Present · 14 yrs 11 mos
Previous Registrations
LPL Financial LLC
December 2000 - December 2011 · 11 yrs
LPL Financial LLCBroker
December 1995 - December 2011 · 16 yrs
Dean Witter Reynolds INC.Broker
July 1993 - February 1996 · 2 yrs 7 mos
Everen Securities, INC.Broker
April 1993 - July 1993 · 3 mos
Prudential Securities IncorporatedBroker
April 1992 - April 1993 · 1 yr
Endeavor GroupBroker
June 1987 - April 1992 · 4 yrs 10 mos
Angeles/quinoco Securities, INC.Broker
November 1984 - May 1986 · 1 yr 6 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1982 - August 1984 · 2 yrs
Capital Analysts, IncorporatedBroker
March 1982 - August 1982 · 5 mos
State Registrations5 states
CAGAOHPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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