John Romano
John Romano is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Fruitland Park, FL, with 43 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
3261 US Highway 441, Building D2, Fruitland Park, FL, 34731
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Regulatory History (1)
Customer Dispute
April 2015Other Business ActivitiesSells Insurance
John is the author and seller of the book "Distribution Strategies for Retirement", spending minimal time on this activity. He is also a registered representative selling fixed insurance annuities, dedicating a few hours per week to this.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Sunamerica Securities, INC.Broker
Ifg Network Securities, INC.Broker
American Classic Securities, INC.Broker
First American National Securities, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.