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Richard Fulton

International Assets Investment Management, LLC
43 Years of Experience
Jupiter, FL
7 DisclosuresBroker
View SEC Summary
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Richard Fulton is a registered investment advisor at International Assets Investment Management, LLC, based in Jupiter, FL, with 43 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1061 E. Indiantown Road, Suite 308, Jupiter, FL, 33477

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2016
Settled
Customer Dispute
November 2015
Settled
Regulatory
January 2013
Final
Customer Dispute
January 2004
Denied
Customer Dispute
July 1995
Settled
Customer Dispute
February 1987
Award / Judgment
Criminal
November 1980
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard is an advisor with International Assets Investment Management LLC, an RIA affiliate, dedicating about half his time to this role. He is also the founder and 100% owner of Seaside Wealth Management, LLC, spending minimal time on this business with no compensation.

Employment History
Current Registrations
International Assets Investment Management, LLC
October 2016 - Present · 10 yrs
International Assets Advisory, LLCBroker
September 2016 - Present · 10 yrs 1 mo
Previous Registrations
Morgan Stanley
April 2013 - August 2016 · 3 yrs 4 mos
Morgan StanleyBroker
July 2012 - August 2016 · 4 yrs 1 mo
Wells Fargo Advisors, LLC
July 2003 - July 2012 · 9 yrs
Wells Fargo Advisors, LLCBroker
July 2003 - July 2012 · 9 yrs
Prudential Securities Incorporated
January 1997 - July 2003 · 6 yrs 6 mos
Prudential Securities IncorporatedBroker
December 1992 - July 2003 · 10 yrs 7 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
September 1990 - November 1992 · 2 yrs 2 mos
Kemper Securities Group, INC.Broker
September 1990 - September 1990 · 0 mos
Prescott, Ball & Turben, INC.Broker
January 1990 - September 1990 · 8 mos
Gulfstream Financial Associates, INC.Broker
April 1989 - January 1990 · 9 mos
Palm Beach Financial, INC.Broker
August 1987 - April 1989 · 1 yr 8 mos
Vandeman & Fulton Securities, INC.Broker
August 1986 - August 1987 · 1 yr
First Jersey Securities, INC.Broker
March 1982 - February 1986 · 3 yrs 11 mos
State Registrations12 states
ALFLGAINKYMDMINCNYPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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