Francis Lawrance is a registered investment advisor, based in Darien, CT, with 44 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Darien, CT
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Francis works as a Wealth Advisor for Seacrest Wealth Management, managing client portfolios. This is a full-time commitment.
Employment History
Current Registrations
Purshe Kaplan Sterling Investments
October 2019 - Present · 7 yrs
Purshe Kaplan Sterling InvestmentsBroker
October 2019 - Present · 7 yrs
Seacrest Wealth Management, LLC
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
July 2012 - September 2019 · 7 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2012 - September 2019 · 7 yrs 2 mos
Wells Fargo Advisors, LLC
January 2008 - July 2012 · 4 yrs 6 mos
Wells Fargo Advisors, LLCBroker
January 2008 - July 2012 · 4 yrs 6 mos
A. G. Edwards & Sons, INC.
August 1999 - January 2008 · 8 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
October 1990 - January 2008 · 17 yrs 3 mos
Advest, INC.Broker
November 1982 - November 1990 · 8 yrs
Carreau, Smith, INC.Broker
March 1982 - November 1982 · 8 mos
State Registrations13 states
CACOCTNCNHNYOHPASCTNTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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