George Walters
George Walters is a registered investment advisor at Cetera Investment Advisers LLC, based in Modesto, CA, with 43 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2937 Veneman Ave Ste B200, Modesto, CA, 95356
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
George is an insurance agent for California Asset Management, focusing on fixed insurance sales since 2014, dedicating a few hours per week. He also owns CAM Directed, offering group retirement insurance plans since 2019, spending about 10% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
G.R. Stuart & Company, INC.Broker
First Affiliated SecuritiesBroker
First Affiliated Securities, INC.Broker
Pacific Asset Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
G. W. Story & Associates, INC.Broker
State Registrations27 states
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