Timothy Wong is a registered investment advisor at Osaic Wealth, INC., based in West Covina, CA, with 43 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1031 S Glendora Ave, West Covina, CA, 91790
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Timothy is a licensed California Real Estate Broker, primarily for personal and family use, and sole owner-attorney at Timothy D. Wong, A Professional Law Corp, focusing on estate and legacy planning, taking about half of Timothy's time. He also serves as a board member for a non-profit and alumni association, is a public notary, and provides financial advisory services through Securities America Advisors.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Brecek & Young Advisors, INC.
Brecek & Young Advisors, INC.Broker
Capital Securities of America, INC.Broker
Quest Capital Strategies, INC.Broker
Mutual Service CorporationBroker
Lowry Financial Services CorporationBroker
Lowry Financial Services CorporationBroker
Financial Advisory Clinic Investments, INC.Broker
Mutual Benefit Financial Service CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.