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Brian Orourke

43 Years of Experience
Boston, MA
3 DisclosuresBrokerSells Insurance

Brian Orourke is a registered investment advisor, based in Boston, MA, with 43 years of industry experience.

Location

One Liberty Square, 9th Floor, Boston, MA, 01867

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2006
Final
Customer Dispute
March 2005
Settled
Customer Dispute
August 2002
Settled
Other Business ActivitiesSells Insurance

Brian is an advisory representative and financial advisor/owner at O'Rourke & Company, Inc., dedicating a significant amount of time to financial planning, investment advisory services, and securities business. He also sells fixed insurance products, including life, disability, and long-term care, and serves as a trustee for multiple trusts.

Employment History
Current Registrations
Cetera Advisors LLC
October 2016 - Present · 9 yrs 7 mos
Cetera Advisors LLCBroker
October 2016 - Present · 9 yrs 7 mos
O'rourke & Company, Incorporated
April 2005 - Present · 21 yrs 1 mo
Previous Registrations
Cetera Advisors LLC
October 2016 - November 2016 · 1 mo
Investors Capital Advisory
March 2006 - October 2016 · 10 yrs 7 mos
Investors Capital CORP.Broker
January 2006 - October 2016 · 10 yrs 9 mos
Walnut Street Securities, INC.Broker
February 1995 - January 2006 · 10 yrs 11 mos
G.R. Stuart & Company, INC.Broker
March 1993 - February 1995 · 1 yr 11 mos
Financial Securities Network,inc.Broker
June 1992 - March 1993 · 9 mos
Compass Securities CorporationBroker
August 1987 - April 1992 · 4 yrs 8 mos
Harbor Securities CorporationBroker
July 1984 - July 1987 · 3 yrs
Linsco CorporationBroker
October 1983 - August 1984 · 10 mos
Cigna Securities, INC.Broker
March 1982 - October 1983 · 1 yr 7 mos
State Registrations16 states
CACOCTDCFLKYMAMDMENHNJNYPARISCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Orourke - Financial Advisor | TrueAdvisor