John Mcabee
John Mcabee is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Hyannis, MA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
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Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1545 Iyannough Rd, Hyannis, MA, 02601
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Regulatory History (4)
Customer Dispute
April 2016Customer Dispute
May 2002Employment Separation After Allegations
January 1991Customer Dispute
June 1990Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
First Union Securities, INC.Broker
Prudential Securities IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.