Marjorie Grace
Marjorie Grace is a registered investment advisor at Osaic Wealth, INC., based in Walnut Creek, CA, with 43 years of industry experience. Marjorie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Grace Financial Services, 190 N Wiget Lane, Suite 100, Walnut Creek, CA, 94598
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Marjorie is a statutory agent and owner of Grace Financial Services, a financial planning firm. She dedicates a few hours per week as a statutory agent and about 40% of her time as the owner, also offering life, disability, variable annuities, and long-term care products as an insurance agent.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Cypress Capital CorporationBroker
Christopher Weil & Company, INCBroker
Calvert Securities CorporationBroker
Cypress Capital CorporationBroker
Financial Network Investment CorporationBroker
University Securities CorporationBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.