William James is a registered investment advisor at LPL Financial LLC, based in Lees Summit, MO, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1741 NE Douglas St Ste 100, Lees Summit, MO, 64086
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is involved in several outside business activities, including Pillar to Post Development LLC (real estate rental), LifeGoals Strategies Group (DBA for LPL business), Mid-Missouri Group LLC (business entity for tax/investment purposes), A Thyme for Everything, and Stick This in Your Ear LLC. None of these activities appear to involve insurance sales.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations21 states
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