John Corey
John Corey is a registered investment advisor at Southbridge Capital Partners LLC, based in Chattanooga, TN, with 42 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 17 clients with $7.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee. Fees are negotiable.
Fee Estimator
Location
407 E. 5th St, Suite B, Chattanooga, TN, 37403
Get directionsHistory
Regulatory History (4)
Regulatory
November 2023Customer Dispute
October 2009Regulatory
May 1989Regulatory
September 1988Other Business ActivitiesSells Insurance
John works as an insurance agent selling fixed annuities, long-term care, life insurance, disability insurance, group benefits, health, and medical insurance products since 2018. This takes a few hours per week, some of which occur during trading hours.
Employment History
Current Registrations
Southbridge Capital Partners LLC
Previous Registrations
Lion Street Financial, LLCBroker
Thurston Springer Advisors
Thurston Springer FinancialBroker
Principal Securities, INC.
Principal Securities, INC.Broker
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Garth & Brown Investment Management, LLC
Brown Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Mid-Atlantic Securities, INC.Broker
Mid-South Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.