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Douglas Springer
27 Years of Experience
Woodinville, WA
1 Disclosure
Douglas Springer is a registered investment advisor at Helmsman Financial Group, LLC, based in Woodinville, WA, with 27 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 98 clients with $170M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
98 clients
Average Client Portfolio
$1.7M average
Assets Under Management
$170.9M
Fee Structure
Investment management only (planning not offered)
Minimum Annual Fee:$750
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.10% |
| $500K - $2.5M | 0.75% |
| $2.5M - $5.0M | 0.65% |
| $5.0M - $10.0M | 0.55% |
| $10.0M - $15.0M | 0.50% |
| $15M+ | 0.35% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
17330 135th Ave. Ne, Suite 2A, Woodinville, WA, 98072
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 1993Settled
Other Business Activities
Douglas is a member of an LLC that owns a commercial building (Canterbury Assoc.). This activity is not investment-related.
Employment History
Current Registrations
Helmsman Financial Group, LLC
November 1998 - Present · 27 yrs 6 mos
State Registrations1 state
WA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.