James Ferrin
James Ferrin is a CFP-designated registered investment advisor at Asset One Wealth Management, LLC, based in Draper, UT, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 1,173 clients with $980M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.75% |
The annual fee will not exceed 1.75%. Asset One may charge clients different fees for assets advised by Asset One that are held away from the primary custodian.
Fee Estimator
Location
Draper, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several business entities, DBAs, and trusts, primarily for tax, investment, or LPL business purposes. He also has a non-variable insurance activity since 1984, taking minimal time.
Employment History
Current Registrations
Asset One Wealth Management, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Triad Advisors, LLC
Triad Advisors LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Zions Investment Securities, INC.Broker
Fitzgerald, Dearman & Roberts, INC.Broker
Equity-One CorporationBroker
Fpi Securities, INC.Broker
Private Ledger Financial Services, IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.