David Gabay
David Gabay is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in New Rochelle, NY, with 42 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
New Rochelle, NY
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
September 2024Customer Dispute
September 2018Customer Dispute
October 2005Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Cetera Advisors LLCBroker
Cetera Advisors LLC
Investors Capital Advisory
Investors Capital CORP.Broker
First Allied Securities, INC.Broker
Mutual Service CorporationBroker
Royal Alliance Associates, INC.Broker
Cigna Financial Advisors,inc.Broker
Ids Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.