Bruce Baker
Bruce Baker is a registered investment advisor at Cetera Investment Advisers LLC, based in Cincinnati, OH, with 43 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10250 Alliance Rd Ste 125, Cincinnati, OH, 45242
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce works as a financial advisor for Freeman Heyne Toma Financial Advisors and FHT Advisors, spending a significant amount of time on these activities. He is also an insurance agent for Roeding Insurance and sells fixed insurance products including life, health, disability, annuities, property & casualty, and long-term care.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
MML Investors Services, INC.Broker
Vestax Securities CorporationBroker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations22 states
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