AM
ChFC
AM
ChFC

Anthony Mazzei

43 Years of Experience
New Haven, CT
Broker

Anthony Mazzei is a ChFC-designated registered investment advisor at Park Avenue Securities LLC, based in New Haven, CT, with 43 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, Retirement Planning. Their firm serves 71,074 clients with $15B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1877 advisors
Number of Clients
71,074 clients
Average Client Portfolio
$211K average
Assets Under Management
$15.0B

Fee Structure

Park Avenue Securities (PAS) offers investment management through various programs. Some programs charge an all-inclusive bundled fee based on the value of your investments. This fee covers investment advice, trading, and other administrative costs. Fees vary depending on the specific program you choose. PAS also offers a digital advisory program called VestWise with a lower fee structure. PAS representatives are compensated for servicing your accounts, and this compensation may be more than if you paid separately for investment advice and brokerage services.

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Location

555 Long Wharf Drive, Suite 11A, New Haven, CT, 06511

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony is involved in several business activities, including National Financial Network, LLC, rental income to NFN, Mazzmar LLC, NFN Inc-Guardian General Agency, Mazzmar Holdings LLC, NFN King of Prussia, LLC-Guardian General Agency, NFN, Greater Hudson Financial, LLC-Guardian General Agency, National Financial Network - CT LLC-Guardian General Agency, MMC Jersey Shore, LLC, and Foundation for Charity for NFN - NFN Foundation. These activities range from minimal time commitment to about a quarter of Anthony's time.

Employment History
Current Registrations
Park Avenue Securities LLC
August 2005 - Present · 21 yrs 1 mo
Park Avenue Securities LLCBroker
May 1999 - Present · 27 yrs 4 mos
Previous Registrations
Guardian Investor Services LLCBroker
August 2003 - January 2004 · 5 mos
Guardian Investor Services LLCBroker
March 2003 - May 2003 · 2 mos
Guardian Investor Services CorporationBroker
April 1995 - May 1999 · 4 yrs 1 mo
Pml Securities CompanyBroker
March 1986 - April 1995 · 9 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
October 1982 - April 1986 · 3 yrs 6 mos
Pruco Securities CorporationBroker
October 1982 - April 1986 · 3 yrs 6 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.