Richard Tanner
Richard Tanner is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in South Jordan, UT, with 40 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
10757 S River Front Pkwy., Ste. 325, South Jordan, UT, 84095
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various companies through Moreton Business Solutions, dedicating about half his time. He is also an advisory representative of a RIA through CIRA, and CEO of Exit IQ, LLC, responsible for all business activities including business exit and succession planning, dedicating about half his time to this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Moreton Financial Solutions, LLC
Moreton Brokerage Services, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Van Kasper, LLCBroker
First Security Investor Services, INC.Broker
Key Investments INC.Broker
Linsco/private Ledger CORP.Broker
Titan Capital CorporationBroker
Associated Planners Securities CorporationBroker
H. C. Copeland and Associates Equities, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.