Thomas Steele
Thomas Steele is a registered investment advisor at Gradient Advisors, LLC, based in Riverside, CA, with 7 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 3,220 clients with $220M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gradient Advisors uses third-party money managers to manage client accounts. The maximum annual fee Gradient Advisors will charge clients is 1.5% of the assets they manage. This fee is negotiable and depends on the money manager selected, the advisor providing services, and the value of the assets in the account. The fee is payable monthly, quarterly, or annually in advance or arrears based on the money manager. The investment management fees charged by the third-party managers are in addition to Gradient Advisors' fee.
Location
2900 Adams St, Suite C100, Riverside, CA, 92504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the owner of Steele Financial Group Inc, offering retirement and financial planning as an Investment Advisor Representative. He is also part owner of WPC Executive Services Inc, offering executive services to small business owners, dedicating a few hours per week, and owner of Wealth Preservation Concepts Inc, receiving insurance commission payments.
Employment History
Current Registrations
Gradient Advisors, LLC
Previous Registrations
Jack Keeter & Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.