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Douglas Macrae

44 Years of Experience
Sacremento, CA
2 DisclosuresBroker

Douglas Macrae is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sacremento, CA, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

555 University Avenue, Suite 120, Sacremento, CA, 95825

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2015
Regulatory
February 1995
Final
Other Business Activities

Douglas is a Registered Principal at Raymond James Financial Services, Inc. since 1993, a full-service broker-dealer, dedicating about 75% of his time to this role.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2018 - Present · 7 yrs 8 mos
Raymond James Financial Services, INC.
January 1999 - Present · 27 yrs 6 mos
Raymond James Financial Services, INC.Broker
January 1999 - Present · 27 yrs 6 mos
Previous Registrations
Douglas E. Macrae
June 2017 - January 2021 · 3 yrs 7 mos
Raymond James Financial Services Advisors, INC
January 2009 - December 2013 · 4 yrs 11 mos
Raymond James Financial Services
May 2007 - January 2009 · 1 yr 8 mos
Robert Thomas Securities, INCBroker
January 1993 - January 1999 · 6 yrs
Emmett a Larkin Company, INC.Broker
July 1991 - December 1992 · 1 yr 5 mos
Lehman Brothers INC.Broker
February 1988 - July 1991 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1982 - March 1988 · 6 yrs 1 mo
State Registrations8 states
AZCAGAMAMDORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Macrae - Financial Advisor | TrueAdvisor