CM
CFP
CM
CFP
Carl Meier
43 Years of Experience
Alamo, CA
2 DisclosuresBrokerSells Insurance
Carl Meier is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Alamo, CA, with 43 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Alamo, CA
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Regulatory History (2)
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Customer Dispute
February 2000Denied
Employment Separation After Allegations
December 1984Other Business ActivitiesSells Insurance
Carl is a representative selling life, health, annuities, and long-term care insurance with various companies. He also co-owns rental property and is an elected board member of the Mt. Diablo Rose Society, dedicating minimal time to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2001 - Present · 24 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2001 - June 2023 · 21 yrs 11 mos
Round Hill Securities, INC.Broker
June 1995 - May 2001 · 5 yrs 11 mos
Smith Barney INC.Broker
July 1993 - June 1995 · 1 yr 11 mos
Lehman Brothers INC.Broker
January 1985 - July 1993 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1982 - December 1984 · 2 yrs 9 mos
State Registrations14 states
AKAZCACODCILMANVNYOKSCTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.