AB
CFP
AB
CFP

Alfred Baker

43 Years of Experience
Heathrow, FL
Broker

Alfred Baker is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Heathrow, FL, with 43 years of industry experience. Alfred operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1275 Heathrow Lane, Heathrow, FL, 32746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alfred works as an advisor with Solutions Group Wealth, offering advisory services. This activity is investment-related and takes nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Cetera Investment Advisers LLC
February 2025 - February 2025 · 0 mos
Concourse Financial Group Advisors
April 2016 - February 2025 · 8 yrs 10 mos
Concourse Financial Group Securities, INC.Broker
April 2016 - February 2025 · 8 yrs 10 mos
Hilltop Securities Independent Network INC.
December 1998 - April 2016 · 17 yrs 4 mos
Hilltop Securities Independent Network INC.Broker
December 1998 - April 2016 · 17 yrs 4 mos
G. A. Repple & CompanyBroker
May 1996 - December 1998 · 2 yrs 7 mos
Lincoln Financial Advisors CorporationBroker
April 1982 - June 1996 · 14 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
April 1982 - June 1996 · 14 yrs 2 mos
Lincoln National Pension Insurance CompanyBroker
April 1982 - January 1989 · 6 yrs 9 mos
State Registrations8 states
COFLMINCPATXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Alfred Baker - Financial Advisor | TrueAdvisor