Mark Havanec
Mark Havanec is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Westerville, OH, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
647 Park Meadow Rd, Ste C, Westerville, OH, 43081
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark is a fixed insurance agent. He is also the owner of State Street Advisors LLC, a DBA name for financial services, since 1993.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Vestax Securities Corporation
Vestax Securities CorporationBroker
Vestax Securities CorporationBroker
Mutual Benefit Financial Service CompanyBroker
First Securities Corporation of ColumbusBroker
First Investors CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.