Walker Gaultney
Walker Gaultney is a registered investment advisor at Osaic Wealth, INC., based in Sapphire, NC, with 43 years of industry experience. Walker operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Sapphire, NC
Get directionsHistory
Regulatory History (5)
Customer Dispute
August 2010Customer Dispute
July 2010Customer Dispute
May 2010Customer Dispute
May 2010Customer Dispute
May 2010Other Business ActivitiesSells Insurance
Walker has been selling life insurance since 2004, dedicating about 10-20% of their time to this activity. Walker also works full-time as an investment advisor representative (IAR) with Securities America Advisors, Inc., managing client investments for a fee since 2001.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Sunamerica Securities, INC.Broker
Ifg Network Securities, INC.Broker
Ifg Network Securities, INC.Broker
H.D. Vest Investment Securities, INC.Broker
Ifg Network Securities, INC.Broker
Anchor National Financial Services, INC.Broker
Fsc Securities CorporationBroker
Ids Financial Services INC.Broker
Ids Marketing CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.