Rick Healy
Rick Healy is a CFP-designated registered investment advisor at Southland Equity Partners, LLC., based in Pioneer, CA, with 44 years of industry experience. Rick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,766 clients with $890M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Southland Equity Partners charges a fee for managing investment portfolios based on a percentage of the total assets under management, billed quarterly in advance. Clients can choose between a breakpoint schedule or a tiered fee schedule, with annual rates not exceeding 2.25%. Asset-based fees are calculated using the market value of assets at the end of the previous quarter.
Location
Pioneer, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Rick is the owner of Financial Services Group and provides administrative duties. He is also co-president of Amador Flyfishers and an insurance agent, dedicating minimal time to each activity.
Employment History
Current Registrations
Southland Equity Partners, LLC.
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Ids Securities CORP.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
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