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CFP

Terrence Moran

LPL Financial LLC
44 Years of Experience
Palatine, IL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Terrence Moran is a CFP-designated registered investment advisor at LPL Financial LLC, based in Palatine, IL, with 44 years of industry experience. Terrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

19 S Bothwell St Ste 103, Palatine, IL, 60067-6100

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Terrence is involved in fixed insurance business through Moran Retirement & Financial Advisors and Select Benefits Inc., dedicating a significant portion of his time. He also operates Moran RFA as a DBA for his LPL business, spending full-time hours on it.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 2 mos
LPL Financial LLC
September 2009 - Present · 17 yrs 2 mos
Previous Registrations
Waterstone Financial Group, INC.
January 2007 - September 2009 · 2 yrs 8 mos
Waterstone Financial Group, INC.
March 2003 - December 2004 · 1 yr 9 mos
Heritage Capital Management INC
January 2003 - October 2006 · 3 yrs 9 mos
Waterstone Financial Group, INC.Broker
September 2000 - September 2009 · 9 yrs
Lifemark Securities CORP.Broker
November 1995 - September 2000 · 4 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
June 1991 - October 1995 · 4 yrs 4 mos
Metlife Securities INC.Broker
June 1991 - October 1995 · 4 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1982 - May 1991 · 9 yrs
Equico Securities, INC.Broker
May 1982 - May 1991 · 9 yrs
State Registrations20 states
ALAZCACOFLIAILINMAMIMNMONCOKORPATXVAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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