Terrence Moran
Terrence Moran is a CFP-designated registered investment advisor at LPL Financial LLC, based in Palatine, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
19 S Bothwell St Ste 103, Palatine, IL, 60067-6100
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Terrence is involved in fixed insurance business through Moran Retirement & Financial Advisors and Select Benefits Inc., dedicating a significant portion of his time. He also operates Moran RFA as a DBA for his LPL business, spending full-time hours on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.
Heritage Capital Management INC
Waterstone Financial Group, INC.Broker
Lifemark Securities CORP.Broker
Metropolitan Life Insurance CompanyBroker
Metlife Securities INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.