Wayne Lewis
Wayne Lewis is a registered investment advisor at Lewis Financial, LLC, based in San Luis Obispo, CA, with 43 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 255 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees above $5,000,000 are negotiable. For accounts opened before 01/01/2019, the fee is 2.5%.
Fee Estimator
Location
3590 Sacramento Drive, Suite 140, San Luis Obispo, CA, 93401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Wayne operates under a non-variable insurance DBA called Lewis Financial since 2006. He is also an IAR with Lewis Financial, an independent investment advisor firm, dedicating nearly full-time hours to providing investment advisory services. Wayne is also a board member for SLO Riders, a non-profit organization.
Employment History
Current Registrations
Lewis Financial, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Ids Life Insurance CompanyBroker
Ameriprise Financial Services, INC.
Ids Securities CORP.Broker
Ameriprise Financial Services, INC.Broker
Ids Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.