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CFP

David Lamie

LPL Financial LLC
44 Years of Experience
Bristol, VA
BrokerSells Insurance
View SEC Summary
View SEC Summary

David Lamie is a CFP-designated registered investment advisor at LPL Financial LLC, based in Bristol, VA, with 44 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Bristol, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David has been involved with an insurance agency since 2018, focusing on insurance sales. He dedicates minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 9 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 9 mos
Previous Registrations
Invest Financial Corporation
March 2009 - February 2018 · 8 yrs 11 mos
Invest Financial CorporationBroker
March 2009 - February 2018 · 8 yrs 11 mos
Sovereign Financial Services, LLC
May 2008 - July 2009 · 1 yr 2 mos
Royal Alliance Associates, INC.
August 2006 - March 2009 · 2 yrs 7 mos
Royal Alliance Associates, INC.Broker
July 1998 - March 2009 · 10 yrs 8 mos
Royal Alliance Associates, INC.Broker
March 1995 - June 1998 · 3 yrs 3 mos
Lincoln Financial Advisors CorporationBroker
February 1991 - April 1995 · 4 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
February 1991 - April 1995 · 4 yrs 2 mos
Monarch Securities, INC.Broker
July 1988 - February 1991 · 2 yrs 7 mos
John Hancock Distributors, INC.Broker
August 1983 - July 1988 · 4 yrs 11 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1982 - August 1983 · 1 yr 5 mos
State Registrations10 states
CAFLGAMDNCNYTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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