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Larry Mulcock

Nimble Investment Advisors LLC
40 Years of Experience
Washington, UT
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Larry Mulcock is a registered investment advisor at Nimble Investment Advisors LLC, based in Washington, UT, with 40 years of industry experience. Larry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3 clients.

Nimble Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
3 clients
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.41%

Monthly Investment Advisory Fee Rate is .0021 or 0.201%, roughly 2.5% per year. The Fee is not negotiable, except in the case of employees/representatives and their families, in which case Nimble may reduce or wave the Fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Washington, UT

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2011
Final
Judgment / Lien
March 2011
Judgment / Lien
March 2010
Regulatory
November 1994
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Larry is a principal real estate broker and insurance agent licensed in Utah, selling life, health, property, and casualty insurance. He is also an investment advisor representative and principal of Nimble Investment Advisors LLC, and manager/owner of Advanced IRA LLC, and co-owns Affordable Legal Documents, LLC.

Employment History
Current Registrations
Nimble Investment Advisors LLC
July 2016 - Present · 9 yrs 10 mos
Previous Registrations
Senior Advisors Lc
October 2010 - December 2014 · 4 yrs 2 mos
Intermountain Financial Services, INC.Broker
August 2001 - March 2010 · 8 yrs 7 mos
Wells Fargo Van Kasper, LLCBroker
July 1999 - July 2001 · 2 yrs
First Security Investor Services, INC.Broker
July 1999 - July 1999 · 0 mos
Intermountain Financial Services, INC.Broker
August 1997 - May 1999 · 1 yr 9 mos
Senior Advisors Financial Servives, Lc
March 1996 - December 2007 · 11 yrs 9 mos
Senior Advisors Financial Servives, Lc
March 1996 - December 2004 · 8 yrs 9 mos
Multi-Financial Securities CorporationBroker
October 1995 - April 1996 · 6 mos
Excel Financial, INC.Broker
January 1991 - October 1995 · 4 yrs 9 mos
Fidelity Brokerage Services, INC.Broker
March 1987 - July 1990 · 3 yrs 4 mos
Cooperative Financial Planners, LTD.Broker
June 1986 - February 1987 · 8 mos
Financial Network Investment CorporationBroker
June 1985 - February 1987 · 1 yr 8 mos
Southmark Financial Services, INC.Broker
December 1983 - June 1985 · 1 yr 6 mos
S.N.I. Securities, INC.Broker
June 1983 - March 1984 · 9 mos
Mountain States Venture Capital CorporationBroker
May 1982 - November 1982 · 6 mos
State Registrations1 state
UT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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