Philip Gillette
Philip Gillette is a registered investment advisor at Cape Ann Financial, based in Manchester, MA, with 20 years of industry experience. Philip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 45 clients with $16M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.70% |
| $1.0M - $2.0M | 0.50% |
| $2M+ | 0.50% |
Fees are negotiable for accounts above $2,000,000.
Fee Estimator
Location
Manchester, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip is the owner and advisor at Cape Ann Financial, an RIA, providing advisory services to clients. He is also a fixed annuities agent for various companies, dedicating about a quarter of his time, and a CTA under his own name, spending a significant amount of time on this activity.
Employment History
Current Registrations
Cape Ann Financial
Previous Registrations
Cape Ann Financial
Cantella & CO., INC.
Cape Ann Financial
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.