KN
KN
Kenneth Nettleton
43 Years of Experience
O'Fallon, IL
1 DisclosureBroker
Kenneth Nettleton is a registered investment advisor at Raymond James & Associates, INC., based in O'Fallon, IL, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
475 Regency Park, Suite 350, O'Fallon, IL, 62269
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2009Award / Judgment
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2009 - Present · 17 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2009 - Present · 17 yrs 4 mos
Previous Registrations
Wachovia Securities, LLC
January 2008 - January 2009 · 1 yr
Wachovia Securities, LLCBroker
January 2008 - January 2009 · 1 yr
A. G. Edwards & Sons, INC.
February 2001 - January 2008 · 6 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
April 1982 - January 2008 · 25 yrs 9 mos
State Registrations25 states
ALARAZCACOFLGAILINKSKYMDMIMOMSMTNEORPASCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.