TrueAdvisor
TrueAdvisor
Browse
Learn
Feedback
GG
GG
Gregory William Goelzer
Goelzer Investment Management
41 Years of Experience
5 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Charitable Giving
Business Owners
High Net Worth
Goelzer Investment Management
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
22 advisors
Number of Clients
877 clients
Average Client Portfolio
$4.4M average
Assets Under Management
$3.8B
Fee Structure
Minimum Investment:
$1M
Investment Management
Planning
Loading...
Location
10 East Main Street, Suite 110, Carmel, IN, 46032
Get directions
History
Regulatory History (5)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Regulatory
July 2013
Final
Customer Dispute
April 2006
Settled
Customer Dispute
November 2005
Settled
Customer Dispute
August 2005
Settled
Regulatory
December 1992
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Goelzer Investment Management
December 2024 - Present · 1 yr 2 mos
Previous Registrations
Goelzer Investment Management
January 1999 - November 2024 · 25 yrs 10 mos
Goelzer Investment Management
Broker
June 1998 - June 2015 · 17 yrs
Goelzer Investment Management
Broker
June 1984 - September 1999 · 15 yrs 3 mos
State Registrations
1 state
IN
Advisor
Exams
No exam information available for this advisor.