Thomas Oconnor
Thomas Oconnor is a registered investment advisor at Raymond James & Associates, INC., based in Baton Rouge, LA, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
7350 Jefferson Hwy, Suite 490, Baton Rouge, LA, 70806
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas is a member of HBO Properties, LLC since 2017 and a partner in M&O Holdings, LLC since 2004. He dedicates a few hours per week to each business, with minimal time spent during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Morgan Keegan & Company, INC.Broker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations17 states
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