TF
ChFC
TF
ChFC

Thomas Faranda

39 Years of Experience
Croton-On-Hudson, NY
Sells Insurance

Thomas Faranda is a ChFC-designated registered investment advisor at Hudson View Advisors, LLC, based in Croton-On-Hudson, NY, with 39 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 211 clients with $54M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
211 clients
Average Client Portfolio
$255K average
Assets Under Management
$53.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.80%
$250K - $2.5M0.60%
$2.5M - $5.0M0.50%
$5.0M - $10.0M0.30%
$10M+0.25%

Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

132 Maple St., 2nd Fl., Croton-On-Hudson, NY, 10520

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is an independent insurance agent selling disability, fixed annuities, life/accident/health, and long-term care products. He spends a few hours per week on this activity.

Employment History
Current Registrations
Hudson View Advisors, LLC
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - October 2017 · 7 mos
MML Investors Services, LLCBroker
March 2017 - October 2017 · 7 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
June 2002 - January 2015 · 12 yrs 7 mos
New England SecuritiesBroker
February 1983 - January 2015 · 31 yrs 11 mos
First Investors CorporationBroker
April 1982 - January 1983 · 9 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.