JL
JL
Joel Lipton is a registered investment advisor at Lipton Capital Management, based in Stuart, FL, with 43 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 10 clients with $6.3M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
10 clients
Average Client Portfolio
$635K average
Assets Under Management
$6.3M
Fee Structure
Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Stuart, FL
Get directionsHistory
Regulatory History (1)
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Regulatory
October 1996Final
Other Business Activities
Joel is involved with Universal Yacht Sales, LLC, focusing on new and used boat sales and brokerage. This activity is non-investment related and consumes more than full-time hours.
Employment History
Current Registrations
Lipton Capital Management
October 1996 - Present · 29 yrs 7 mos
Previous Registrations
Calton & Associates, INC.Broker
January 2014 - November 2015 · 1 yr 10 mos
High Street Securities, INC.Broker
September 2002 - December 2013 · 11 yrs 3 mos
Donald & CO. Securities INC.Broker
July 2000 - August 2002 · 2 yrs 1 mo
Vanguard CapitalBroker
July 1992 - July 2000 · 8 yrs
Dean Witter Reynolds INC.Broker
March 1989 - July 1992 · 3 yrs 4 mos
Shearson Lehman Hutton INC.Broker
January 1984 - April 1989 · 5 yrs 3 mos
Hereth, Orr & Jones, INC.Broker
May 1982 - December 1983 · 1 yr 7 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.