Joel Lipton is a registered investment advisor at Lipton Capital Management, based in Stuart, FL, with 44 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 15 clients with $7M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.25% |
| $1M+ | 1.00% |
Fees are calculated daily and billed quarterly. Individual portfolio circumstances may influence fee negotiations.
Fee Estimator
Location
Stuart, FL
Get directionsHistory
Regulatory History (1)
Regulatory
October 1996Other Business Activities
Joel is involved with Universal Yacht Sales, LLC, focusing on new and used boat sales and brokerage. This activity is non-investment related and consumes more than full-time hours.
Employment History
Current Registrations
Lipton Capital Management
Previous Registrations
Calton & Associates, INC.Broker
High Street Securities, INC.Broker
Donald & CO. Securities INC.Broker
Vanguard CapitalBroker
Dean Witter Reynolds INC.Broker
Shearson Lehman Hutton INC.Broker
Hereth, Orr & Jones, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David Lum, CFP
- Catherine Fisher, CFPLPL Financial LLC
- Steven Rowe, CFPDaymark Wealth Partners, LLC
- Robert Sander, CFPStifel, Nicolaus & Company, Incorporated
- Ross Cutler, CFPVictrix Investment Advisors
- Frank Freni, CFP, ChFCWells Fargo Advisors