Francis Queally
Francis Queally is a ChFC-designated registered investment advisor at M Holdings Securities, INC., based in Stamford, CT, with 43 years of industry experience. Francis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
700 Canal Street, 1st Floor, Ste 146, Stamford, CT, 06902
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Regulatory History (1)
Customer Dispute
May 2000Other Business ActivitiesSells Insurance
Francis is involved in various insurance contracts and serves as President of Queally Group, Inc. since 1995, dedicating about half of his time to this role; he also makes health insurance referrals. Francis also holds executive positions at Bristow Mews Association Inc and Deferral Direct.
Employment History
Current Registrations
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Previous Registrations
Spearhead Capital Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.