ChFC

Kevin Bates

43 Years of Experience

Royal Oak, MI

1 DisclosureBrokerSells Insurance

Kevin Bates is a ChFC-designated registered investment advisor, based in Royal Oak, MI, with 43 years of industry experience.

Location

400 W. 4th Street Suite 300, Royal Oak, MI, 48067

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History

Regulatory History (1)

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Customer Dispute

April 2017

Denied

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Other Business ActivitiesSells Insurance

Kevin is an Investment Advisor Representative with Kestra Advisory Services, LLC, spending about half their time in this role. He is also a Financial Consultant with Cambridge Consulting Group, LLC DBA NFP, dedicating nearly full-time hours, and is a registered representative selling insurance and investment products. Additionally, Kevin is a board member for the Van Norman Lake Improvement Board, requiring minimal time.

Employment History

Current Registrations

Kestra Investment Services, LLC

June 2019 - Present · 6 yrs 11 mos

Kestra Advisory Services, LLC

June 2019 - Present · 6 yrs 11 mos

Kestra Investment Services, LLCBroker

June 2019 - Present · 6 yrs 11 mos

Previous Registrations

AXA Advisors, LLC

February 2010 - June 2019 · 9 yrs 4 mos

Cambridge Advisors & CO., LTD.

April 2003 - January 2008 · 4 yrs 9 mos

AXA Advisors, LLCBroker

March 1983 - June 2019 · 36 yrs 3 mos

The Equitable Life Assurance Society of the United StatesBroker

March 1983 - January 2000 · 16 yrs 10 mos

State Registrations30 states

AZCACOCTDCFLGAIAIDILINKSKYMAMDMIMNMONCNHNJNVNYOHPASDTXVAWAWI

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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