Allen Romain
Allen Romain is a CFP-designated registered investment advisor at Independent Financial Services, based in Fowlerville, MI, with 15 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 32 clients with $1.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
Investment Management Fees are subject to negotiation.
Fee Estimator
Location
Fowlerville, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allen works full-time at Independent Financial Services, providing securities, insurance, and financial planning services since 1988. He also owns Owosso Pines Farm, a nursery, and is an adjunct faculty member at Cleary University, dedicating about 10-20% of his time to teaching.
Employment History
Current Registrations
Independent Financial Services
State Registrations1 state
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