TrueAdvisor
TrueAdvisor
NL
NL

Norman Lang

J.P. Morgan Securities LLC
44 Years of Experience
Boston, MA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Norman Lang is a registered investment advisor at J.P. Morgan Securities LLC, based in Boston, MA, with 44 years of industry experience. Norman is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

50 Rowes Wharf, 4th Floor, Boston, MA, 02110

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
Customer Dispute
November 1991
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Norman is the sole proprietor and investor of Lang Productions, a small video production company, since 2014, dedicating minimal time to it. Since 2018, Norman is also an employee of JPMorgan Securities and JPMorgan Bank, offering bank products and services.

Employment History
Current Registrations
J.P. Morgan Securities LLC
June 2008 - Present · 18 yrs 4 mos
J.P. Morgan Securities LLC
February 1997 - Present · 29 yrs 8 mos
J.P. Morgan Securities LLCBroker
February 1997 - Present · 29 yrs 8 mos
Previous Registrations
Gruntal & CO. IncorporatedBroker
June 1990 - February 1997 · 6 yrs 8 mos
Shearson Lehman Hutton INC.Broker
August 1989 - June 1990 · 10 mos
Shearson Lehman Hutton INC.Broker
June 1984 - June 1990 · 6 yrs
Lehman Brothers Kuhn Loeb IncorporatedBroker
June 1984 - June 1984 · 0 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
February 1983 - May 1984 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1982 - March 1983 · 10 mos
State Registrations32 states
AZCACOCTDCDEFLILMAMDMEMIMOMTNCNHNJNYOHORPAPRRISCTNTXUTVAVTVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Boston, MA →All financial advisors in Massachusetts →