William Romeo
William Romeo is a CFP-designated registered investment advisor at R & R Financial Planners, INC., based in East Meadow, NY, with 43 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 226 clients with $46M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
R&R Financial Planners offers investment management through three platforms:
- SEI Management Program: Fees range from 1.01% to 2.5% annually, charged quarterly, depending on the combined fees of SEI and R&R. SEI's fee ranges from 0.01% - 1.5%.
- Interactive Brokers, LLC Program: Fees range from 1.00% to 2.00% annually, deducted from client accounts.
- Jackson National Life: A fixed fee of 1.25% of the annuity's value is charged annually.
Location
1802 Hempstead Turnpike, East Meadow, NY, 11554
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2023Regulatory
March 2023Customer Dispute
March 2007Other Business ActivitiesSells Insurance
William is a principal at R&R Financial Planners, Inc., providing independent advisory services and financial planning, dedicating a few hours per week. He is also an independent/general insurance agent selling life, accident, and health insurance, also dedicating a few hours per week, and a 50% owner of 1802 Hempstead Tpke. LLC.
Employment History
Current Registrations
R & R Financial Planners, INC.
Rnr Securities, L.L.C.Broker
Previous Registrations
North Nassau Advisors, LLCBroker
Ekn Financial Services INC.Broker
Basic Investors INC.Broker
J.P. Turner & Company, L.L.C.Broker
R & R Financial Planners, INC.
First Security Investments, INC.Broker
First Asset Management, INC.Broker
Global Capital Securities, INC.Broker
Mony Securities CORP.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.