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CFP
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CFP

William Romeo

R & R Financial Planners, INC.
44 Years of Experience
East Meadow, NY
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

William Romeo is a CFP-designated registered investment advisor at R & R Financial Planners, INC., based in East Meadow, NY, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Estate Planning, High Net Worth, Insurance Planning, and 2 more. Their firm serves 232 clients with $60M in assets under management.

R & R Financial Planners, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
5 advisors
Number of Clients
232 clients
Average Client Portfolio
$259K average
Assets Under Management
$60.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $5.0M1.25%
$5M+1.00%

Fees are negotiable. Schedule reflects the Interactive Brokers Program. Firm also offers the SEI Management Program and Jackson National Life annuity management at separate rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1802 Hempstead Turnpike, East Meadow, NY, 11554

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2023
Settled
Regulatory
March 2023
Final
Customer Dispute
March 2007
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is a principal at R&R Financial Planners, Inc., providing independent advisory services and financial planning, dedicating a few hours per week. He is also an independent/general insurance agent selling life, accident, and health insurance, also dedicating a few hours per week, and a 50% owner of 1802 Hempstead Tpke. LLC.

Employment History
Current Registrations
R & R Financial Planners, INC.
November 2007 - Present · 18 yrs 11 mos
Rnr Securities, L.L.C.Broker
October 1997 - Present · 29 yrs
Previous Registrations
North Nassau Advisors, LLCBroker
February 2014 - June 2014 · 4 mos
Ekn Financial Services INC.Broker
November 2008 - December 2009 · 1 yr 1 mo
Basic Investors INC.Broker
April 2006 - October 2008 · 2 yrs 6 mos
J.P. Turner & Company, L.L.C.Broker
January 2003 - April 2006 · 3 yrs 3 mos
R & R Financial Planners, INC.
March 2002 - December 2004 · 2 yrs 9 mos
First Security Investments, INC.Broker
September 1998 - December 2002 · 4 yrs 3 mos
First Asset Management, INC.Broker
February 1991 - August 1998 · 7 yrs 6 mos
Global Capital Securities, INC.Broker
May 1986 - June 1992 · 6 yrs 1 mo
Mony Securities CORP.Broker
May 1982 - June 1986 · 4 yrs 1 mo
State Registrations34 states
AZCACOCTDCDEFLGAHIIAILINMAMDMEMNMONCNHNJNMNVNYOHORPAPRRISCTNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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