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CFP
PS
CFP

Polly Stoecklein

Pinkerton Wealth Partners
44 Years of Experience
Powdersville, SC
2 DisclosuresMay Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

Polly Stoecklein is a CFP-designated registered investment advisor at Pinkerton Wealth Partners, based in Powdersville, SC, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 1,262 clients with $1.4B in assets under management.

Pinkerton Wealth Partners
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
1,262 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The annual investment advisory fee varies up to 2.0% based on account value, asset types, financial situation, and trading activity, and is negotiable. Affiliate True Freedom, LLC may charge an additional sub-advisor fee up to 0.8%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Powdersville, SC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2022
Settled
Customer Dispute
August 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Polly is a trustee for Greater Manhattan Community Foundations since 2010. She is also the owner of Stoecklein Financial Services, where she works as a CFP (nearly full-time) and sells life, disability, and long-term care insurance (a few hours per week). Additionally, she receives rental income from an office sharing agreement.

Employment History
Current Registrations
Pinkerton Wealth Partners
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Consolidated Portfolio Review CORP
April 2025 - April 2025 · 0 mos
Vanderbilt Securities, LLCBroker
April 2025 - April 2025 · 0 mos
Vanderbilt Securities, LLCBroker
August 2022 - April 2025 · 2 yrs 8 mos
Consolidated Portfolio Review CORP
August 2022 - April 2025 · 2 yrs 8 mos
Independent Advisor Alliance, LLC
September 2018 - August 2022 · 3 yrs 11 mos
LPL Financial LLC
June 2018 - October 2020 · 2 yrs 4 mos
LPL Financial LLC
September 2016 - September 2016 · 0 mos
Independent Financial Partners
November 2012 - September 2018 · 5 yrs 10 mos
LPL Financial LLCBroker
November 2012 - August 2022 · 9 yrs 9 mos
New England Securities Corporation
September 1997 - November 2012 · 15 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
October 1996 - August 2000 · 3 yrs 10 mos
Unum Sales CorporationBroker
October 1992 - October 1996 · 4 yrs
New England SecuritiesBroker
August 1982 - November 2012 · 30 yrs 3 mos
State Registrations1 state
SC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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