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Joseph Klages

10 Years of Experience
Houston, TX
1 DisclosureBroker

Joseph Klages is a registered investment advisor at Ameriprise Financial Services, LLC, based in Houston, TX, with 10 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

10375 Richmond Ave, Suite 1503, Houston, TX, 77042

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History

Regulatory History (1)
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Criminal
October 2012
Final Disposition
Other Business Activities

Joseph owns multiple real estate properties, including a multi-family unit since September 2019 and a single-family home since January 2020. These activities are not investment-related.

Employment History
Previous Registrations
Ameriprise Financial Services, LLC
June 2018 - March 2026 · 7 yrs 9 mos
Investment Professionals, INC.
February 2016 - September 2018 · 2 yrs 7 mos
Wells Fargo Advisors, LLC
January 2008 - February 2016 · 8 yrs 1 mo
A. G. Edwards & Sons, INC.
November 2002 - January 2008 · 5 yrs 2 mos
Exams
No exam information available for this advisor.