SW
SW

Scott Waldman

44 Years of Experience
Palm Beach Gardens, FL
Broker

Scott Waldman is a registered investment advisor at Morgan Stanley, based in Palm Beach Gardens, FL, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3801 PGA Boulevard, Suite 700, Palm Beach Gardens, FL, 33410

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott is a board member of the LIV Golf League Stingers Franchise since January 2023, dedicating minimal time outside business hours. He is also a partner in SSAJ LLC, a real estate venture with his siblings, since September 2022, requiring minimal time.

Employment History
Current Registrations
Morgan Stanley
December 2012 - Present · 13 yrs 5 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
November 1981 - April 1988 · 6 yrs 5 mos
State Registrations27 states
ALAZCACOCTDCFLILKSMAMDMEMONCNJNMNVNYOHORPASCTNTXVAVTWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Scott Waldman - Financial Advisor | TrueAdvisor