Christie Smith
Christie Smith is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in York, PA, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
235 St. Charles Way, Suite 100, York, PA, 17402
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Regulatory History (1)
Regulatory
December 1989Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Ryan Beck & CO.
Ryan Beck & CO.Broker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
First Capital Brokerage Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Butcher & Singer INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.