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Gregory Miller

Oppenheimer & CO. INC.
44 Years of Experience
Sterling Heights, MI
3 DisclosuresBroker
View SEC Summary
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Gregory Miller is a registered investment advisor at Oppenheimer & CO. INC., based in Sterling Heights, MI, with 44 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.

Oppenheimer & CO. INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1159 advisors
Number of Clients
39,036 clients
Average Client Portfolio
$940K average
Assets Under Management
$36.7B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

12900 Hall Road, Suite 160, Sterling Heights, MI, 48313

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 1998
Final
Employment Separation After Allegations
October 1984
Customer Dispute
August 1984
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oppenheimer & CO. INC.
December 2007 - Present · 18 yrs 10 mos
Oppenheimer & CO. INC.Broker
January 2005 - Present · 21 yrs 9 mos
Previous Registrations
Mcdonald Investments INC.Broker
October 2000 - February 2005 · 4 yrs 4 mos
Raymond James & Associates, INC.Broker
June 1998 - October 2000 · 2 yrs 4 mos
Roney & CO.Broker
May 1998 - September 1999 · 1 yr 4 mos
Roney & CO. L.L.C.Broker
September 1986 - May 1998 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1984 - September 1986 · 1 yr 11 mos
E. F. Hutton & Company INCBroker
January 1983 - October 1984 · 1 yr 9 mos
Sma Equities, INC.Broker
July 1982 - January 1983 · 6 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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