GM
GM

Gerald Minter

43 Years of Experience
Los Angeles, CA
BrokerSells Insurance

Gerald Minter is a registered investment advisor at Cetera Investment Advisers LLC, based in Los Angeles, CA, with 43 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3600 Wilshire Blvd Suite 1914, Los Angeles, CA, 90010

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gerald sells fixed life insurance as a registered representative. He also works as an OSJ supervisor for Nahigian Investments and Insurance Inc., dedicating about 10-20% of his time to supervising registered representatives.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
May 1989 - Present · 37 yrs
Previous Registrations
Cetera Advisor Networks LLC
March 1998 - June 2023 · 25 yrs 3 mos
J. Alexander Securities, INC.Broker
February 1989 - July 1989 · 5 mos
Security Pacific Investments, INC.Broker
February 1984 - May 1989 · 5 yrs 3 mos
Dean Witter Reynolds INC.Broker
April 1982 - April 1984 · 2 yrs
State Registrations27 states
AZCACOCTFLGAHIIDINMAMDMEMNMOMTNHNMNVNYOHORPASDTNUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gerald Minter - Financial Advisor | TrueAdvisor